适应金融区块链的风险管理

© GBBC Global Blockchain Business Council © Oliver Wyman Core Industry-Leading Working Group Contributors Ava Labs Cardano Foundation Clearstream Euroclear Group Global Blockchain Business Council (GBBC) Hedera Foundation Ripple Oliver Wyman The Depository Trust & Clearing Corporation (DTCC) Observers The World Bank We would like to extend our sincere gratitude to the financial institutions that are not named yet participated in RMF – Phase 1. Your contributions are greatly appreciated. Contact Comments from financial industry stakeholders and regulators are actively encouraged to inform and refine future phases of this initiative. Please contact rmf@gbbcouncil.org to share feedback and ask questions. Frequently Asked Questions (FAQs) Click here to access. © GBBC Global Blockchain Business Council © Oliver Wyman Contents Executive Summary ......................................................................................................................................... 5 Five key takeaways ......................................................................................................................................... 6 1. Context and scope ......................................................................................................................... 7 1.1. Overview ..................................................................................................................................................... 7 1.2. Objective ..................................................................................................................................................... 8 2. Reference methodology for managing non-financial risks ...................................................... 9 3. Adapting non-financial risk management frameworks to incorporate public blockchain risks ............................................................................................................................................... 10 3.1. Risk framework ........................................................................................................................................ 10 3.2. Approach .................................................................................................................................................. 11 3.3. Risk mitigation capabilities ..................................................................................................................... 13 4. Novel risks .................................................................................................................................... 14 4.1. Technology risk ........................................................................................................................................ 14 4.1.1. Public blockchain risks and mitigation strategies ............................................................................... 14 4.2. Information security risk ....................................