证券投资基金协会-中国私募证券投资基金行业发展报告（2017）

01234567892017年行政处罚违规行为汇总分析10,025 21,675 30,284 116.21%39.72%0.00%20.00%40.00%60.00%80.00%100.00%120.00%140.00%2015年2016年2017年05,00010,00015,00020,00025,00030,00035,000基金数量环比增速 9,530 16,342 17,182 71.47%5.14%0.00%10.00%20.00%30.00%40.00%50.00%60.00%70.00%80.00%90.00%100.00% - 2,000 4,000 6,000 8,000 10,000 12,000 14,000 16,000 18,0002015年2016年2017年基金规模环比增长 10,02511,79114,32918,90121,67523,86325,74827,32130,28417.62%21.52%31.91%14.68%10.09%7.90%6.11%10.85%0.00%5.00%10.00%15.00%20.00%25.00%30.00%35.00%05,00010,00015,00020,00025,00030,00035,000基金数量环比增速9,530 11,367 12,744 14,982 16,342 16,605 16,369 16,850 17,182 19.27%12.11%17.56%9.08%1.61%- 1.42%2.94%1.97%-2.00%0.00%2.00%4.00%6.00%8.00%10.00%12.00%14.00%16.00%18.00%20.00% - 2,500 5,000 7,500 10,000 12,500 15,000 17,500基金规模环比增长权益类基金0.42 固定收益类基金2.90 混合类基金0.48 期货及其他衍生品类基金0.18其他类基金1.02 - 0.50 1.00 1.50 2.00 2.50 3.00 3.50012345697.04%0.11%2.83%0.02%93.01%0.50%6.46%0.03%0.00%10.00%20.00%30.00%40.00%50.00%60.00%70.00%80.00%90.00%100.00%0.00%20.00%40.00%60.00%80.00%100.00%120.00%201620172016201747.58%33.00%9.18%9.65%0.45%0.14%3.30%13.61%11.22%44.28%13.34%14.26%0.00%5.00%10.00%15.00%20.00%25.00%30.00%35.00%40.00%45.00%50.00%2016年数量占比2017年数量占比2016年规模占比2017年规模占比12,15171111,2641,4785844,0965,066.062,065.175,402.20261.70596.983,790.08010002000300040005000600002000400060008000100001200014000201620172016201740.12%2.35%37.19%4.88%1.93%13.53%29.48%12.02%31.44%1.52%3.47%22.06%0.00%5.00%10.00%15.00%20.00%25.00%30.00%35.00%40.00%45.00%50.00%201620172016201713.67%22.81%25.86%25.48%12.18%49.40%20.07%8.07%3.49%18.97%0.00%10.00%20.00%30.00%40.00%50.00%60.00%管理费托管费21.12%19.15%50.03%9.70%22.35%20.55%46.86%10.24%0.00%10.00%20.00%30.00%40.00%50.00%60.00%整体高水位法单笔份额高水位法66.23%17.37%4.26%12.14%67.71%9.65%3.46%19.18%0.00%10.00%20.00%30.00%40.00%50.00%60.00%70.00%80.00%从基金资产计提向投资人收取209.49 , 46.20%11.84 , 2.61%199.44 , 43.99%19.79 , 4.36%12.83 , 2.83%管理费投资顾问费业绩报酬托管费/保管费运营服务费/外包服务费15.41%21.30%57.94%4.95%0.41%管理费投资顾问费业绩报酬托管费/保管费运营服务费/外包服务费4,881.809,530.3616,341.5823,020.871,47110,9217,9968,26305,00010,00015,00020,00025,0002014201520162017管理规模/亿元机构数量/家自然人及其所控制民营企业控股, 国有控股, 148社团集体控股, 2外商控股, 12其他（控股主体性质不明或无控股主体）, 382其他, 544国有控股, 283社团集体控股, 11外商控股, 10其他, 537其他（控股主体性质不明或无控股主体）, , 内资企业, 8238中外合资企业, 10中外合作企业,2外商独资企业, 13内资企业中外合资企业中外合作企业外商独资企业146245091088821101322015796017111298238外商独资企业, 13内资企业中外合资企业中外合作企业外商独资企业263, 3.18%280, 3.39%6558, 79.37%1162,14.06%0-500500 -10001000-50005000,163 , 2.04%328 ,4.10%4521 , 56.54%2202 , 27.54%782 , 9.78%0-100100- 500500 -10001000-50005000767 , 9.59%1892 , 23.66%3245 , 40.58%1663 20.79%430 , 5.37%244, 2.95%237928.79%845,10.23%4280, 51.80%515, 6.23%263, 3.18%280, 3.39%6558, 79.37%1162,14.06%0-500500 -10001000-50005000,328 ,4.10%4521 , 56.54%2202 , 27.54%782 , 9.78%0-100100- 500500 -10001000-50005000767 , 9.59%1892 , 23.66%3245 , 40.58%1663 20.79%430 , 5.37%0 - 100100- 500500- 10001000 - 50005000244, 2.95%237928.79%845,10.23%4280, 51.80%515, 6.23%0-100100 - 500500 -10001000 -5000500012.54%26.60%9.13%1