兰德-保护前沿人工智能的治理方法（英）

Research ReportIAN MITCH, MATTHEW J. MALONE, KAREN SCHWINDT, GREGORY SMITH, WESLEY HURD, HENRY ALEXANDER BRADLEY, JAMES GIMBIGovernance Approaches to Securing Frontier AIFor more information on this publication, visit www.rand.org/t/RRA4159-1.About RANDRAND is a research organization that develops solutions to public policy challenges to help make communities throughout the world safer and more secure, healthier and more prosperous. RAND is nonprofit, nonpartisan, and committed to the public interest. To learn more about RAND, visit www.rand.org.Research IntegrityOur mission to help improve policy and decisionmaking through research and analysis is enabled through our core values of quality and objectivity and our unwavering commitment to the highest level of integrity and ethical behavior. To help ensure our research and analysis are rigorous, objective, and nonpartisan, we subject our research publications to a robust and exacting quality-assurance process; avoid both the appearance and reality of financial and other conflicts of interest through staff training, project screening, and a policy of mandatory disclosure; and pursue transparency in our research engagements through our commitment to the open publication of our research findings and recommendations, disclosure of the source of funding of published research, and policies to ensure intellectual independence. For more information, visit www.rand.org/about/research-integrity.RAND’s publications do not necessarily reflect the opinions of its research clients and sponsors.Published by the RAND Corporation, Santa Monica, Calif.© 2025 RAND Corporation is a registered trademark.Cover: Adobe Stock/ Artofinnovation. Limited Print and Electronic Distribution RightsThis publication and trademark(s) contained herein are protected by law. This representation of RAND intellectual property is provided for noncommercial use only. Unauthorized posting of this publication online is prohibited; linking directly to its webpage on rand.org is encouraged. Permission is required from RAND to reproduce, or reuse in another form, any of its research products for commercial purposes. For information on reprint and reuse permissions, visit www.rand.org/about/publishing/permissions.RR-A4159-1The title of this publication was updated in October 2025.iiiAbout This ReportIn this report, we examine how the U.S. government and frontier artificial intelligence (AI) model develop-ers can strengthen the industry’s security practices. We draw on case studies of compliance regimes that enforce the adoption of security standards in high-risk sectors, such as nuclear, chemical, and health care, as well as interviews with experts from government, industry, and cybersecurity. Through our analysis, we identify four foundational elements of regimes that are critical to achieving compliance and promoting secu-rity: leadership and institutional capacity, security requirements, compliance verification, and enforcement mechan